Catégorie : FinTech

While financial institution balances are insured by the FDIC, investments in a brokerage account are covered by the Securities Investor Protection Corporation (SIPC). It protects buyers in the unlikely event that their brokerage firm fails. “Selling away” refers to brokers providing outside investments that aren’t approved by their brokerage agency, usually with out correct oversight…

On the flip side Cryptocurrency, such high leverage increases the possibilities of incurring big losses. A slight antagonistic transfer available within the market may lead to some large cash being misplaced, much more than what was initially invested. If not dealt with correctly, leverage might trigger fast losses – therefore, merchants need to be knowledgeable…

The regulatory framework treats these actions as requiring oversight due to their potential involvement in financial crime and client detriment. The Financial Conduct Authority (FCA) serves as the primary regulator for crypto markets within the UK, not only for crypto however as a half of its broader monetary regulatory function. Initially, the FCA registered crypto…

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